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In [[functional analysis]] and related areas of [[mathematics]], '''locally convex topological vector spaces''' or '''locally convex spaces''' are examples of [[topological vector space]]s (TVS) which generalize [[normed space]]s.  They can be defined as [[topological space|topological]] vector spaces whose topology is [[base (topology)|generated]] by translations of  [[balanced set|balanced]], [[absorbent set|absorbent]], [[convex set]]s.  Alternatively they can be defined as a [[vector space]] with a [[family of sets|family]] of [[seminorm]]s, and a topology can be defined in terms of that family.  Although in general such spaces are not necessarily [[normable]], the existence of a convex [[local base]] for the [[null vector (vector space)|zero vector]] is strong enough for the [[Hahn–Banach theorem]] to hold, yielding a sufficiently rich theory of continuous [[linear functional]]s.


[[Fréchet spaces]] are locally convex spaces which are [[metrizable]] and [[complete space|complete]] with respect to this [[metric (mathematics)|metric]]. They are generalizations of [[Banach spaces]], which are complete vector spaces with respect to a [[norm (mathematics)|norm]].


==Definition==
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Suppose ''V'' is a vector space over '''K''', a [[field (mathematics)|subfield]] of the [[complex numbers]]  (normally '''C''' itself or '''[[real numbers|R]]'''). A locally convex space is defined either in terms of convex sets, or equivalently in terms of seminorms.
 
=== Convex sets ===
 
A subset ''C'' in ''V'' is called
# [[Convex set|Convex]] if for each ''x'' and ''y'' in ''C'', ''tx''+(1–''t'')''y'' is in ''C'' for all ''t'' in the [[unit interval]], that is whenever 0 ≤ ''t'' ≤ 1.  In other words, ''C'' contains all line segments between points in ''C''.
# [[Circled set|Circled]] if for all ''x'' in ''C'', λ''x'' is in ''C'' if |λ|=1.  If the underlying field '''K''' is the real numbers, this means that ''C'' is equal to its reflection through the origin.  For a complex vector space ''V'', it means for any ''x'' in ''C'', ''C'' contains the circle through ''x'', centred on the origin, in the one-dimensional complex subspace generated by ''x''.
# A [[cone (linear algebra)|cone]] (when the underlying field is ordered) if for every ''x'' in ''C'' and 0 ≤ λ ≤ 1, λ''x'' is in ''C''.
# [[Balanced set|Balanced]] if for all ''x'' in ''C'', λ''x'' is in ''C'' if |λ| ≤ 1. If the underlying field '''K''' is the real numbers, this means that if ''x'' is in ''C'', ''C'' contains the line segment between ''x'' and ''-x''.  For a complex vector space ''V'', it means for any ''x'' in ''C'', ''C'' contains the disk with ''x'' on its boundary, centred on the origin, in the one-dimensional complex subspace generated by ''x''. Equivalently, a balanced set is a circled cone.
# [[Absorbent set|Absorbent]] or absorbing if the union of ''tC'' over all ''t'' > 0 is all of ''V'', or equivalently for every ''x'' in ''V'', ''tx'' is in ''C'' for some ''t'' > 0. The set ''C'' can be scaled out to absorb every point in the space.
# [[Absolutely convex]] if it is both balanced and convex.
 
More succinctly, a subset of ''V'' is '''absolutely convex''' if it is closed under linear combinations whose coefficients absolutely sum to ≤ 1. Such a set is ''absorbent'' if it spans all of ''V''.
 
A '''locally convex topological vector space''' is a [[topological vector space]] in which the origin has a [[local base]] of ''absolutely convex absorbent'' sets. Because translation is (by definition of "topological vector space") continuous, all translations are homeomorphisms, so every base for the neighborhoods of the origin can be translated to a base for the neighborhoods of any given vector.
 
=== Seminorms ===
 
A [[seminorm]] on ''V'' is a map ''p''&nbsp;: ''V''&nbsp;→ '''R''' such that
# ''p'' is positive or positive semidefinite: ''p''(''x'') ≥ 0.
# ''p'' is positive homogeneous or positive scalable: ''p''(λ''x'')&nbsp;= |λ|&nbsp;''p''(''x'') for every scalar λ. So, in particular, ''p''(0) = 0.
# ''p'' is subadditive.  It satisfies the triangle inequality: ''p''(''x''&nbsp;+ ''y'')&nbsp;≤ ''p''(''x'')&nbsp;+ ''p''(''y'').
 
If ''p'' satisfies positive definiteness, which states that if ''p''(''x'')&nbsp;= 0 then ''x''&nbsp;= 0, then ''p'' is a norm.  While in general seminorms need not be norms, there is an analogue of this criterion for families of seminorms, separatedness, defined below.
 
A '''locally convex space''' is then defined to be a vector space ''V'' along with a [[family of sets|family]] of seminorms {''p''<sub>α</sub>}<sub>α&nbsp;∈&nbsp;''A''</sub> on ''V''The space carries a natural topology, the [[initial topology]] of the seminorms. In other words, it is the [[comparison of topologies|coarsest]] topology for which all the mappings <math>p_{\alpha,y}:V\to\mathbb{R}:x\mapsto p_\alpha(x-y)</math>,  <math>y\in V, \alpha\in A</math> are continuous. A base of neighborhoods of ''y'' for this topology is obtained in the following way: for every finite subset ''B'' of ''A'' and every ''&epsilon;''&nbsp;>&nbsp;0, let
 
:<math>U_{B, \varepsilon}(y) = \{x \in V : p_\alpha(x - y) < \varepsilon \ \forall \alpha \in B\}.</math>
 
Note that <math>U_{B,\varepsilon}(y) = \cap_{\alpha\in B}(p_{\alpha,y})^{-1}([0,\varepsilon))</math>.
That the vector space operations are continuous in this topology follows from properties 2 and 3 above. The resulting TVS is locally convex because each <math>U_{B, \varepsilon}(0)</math> is absolutely convex and absorbent (and because the latter properties are preserved by translations).
 
=== Equivalence of definitions ===
 
Although the definition in terms of a neighborhood base gives a better geometric picture, the definition in terms of seminorms is easier to work with in practice. The equivalence of the two definitions follows from a construction known as the [[Minkowski functional]] or Minkowski gauge.  The key feature of seminorms which ensures the convexity of their ε-[[ball (mathematics)|ball]]s is the [[triangle inequality]].
 
For an absorbing set ''C'' such that if ''x'' is in ''C'', then ''tx'' is in ''C'' whenever 0 ≤ ''t'' ≤ 1, define the Minkowski functional of ''C'' to be
:<math>\mu_C(x) = \inf \{\lambda > 0: x\isin \lambda C\}.</math>
From this definition it follows that μ<sub>''C''</sub> is a seminorm if ''C'' is balanced and convex (it is also absorbent by assumption). Conversely, given a family of seminorms, the sets
:<math>\{x: p_{\alpha_1}(x) < \epsilon, \cdots, p_{\alpha_n}(x) < \epsilon\}</math>
form a base of convex absorbent balanced sets.
 
== Further definitions and properties ==
{{unordered list
|1= A family of seminorms {''p''<sub>α</sub>}<sub>α</sub> is called '''total''' or '''separated''' or is said to '''separate points''' if whenever ''p''<sub>α</sub>(''x'') = 0 holds for every α then ''x'' is necessarily 0.  A locally convex space is [[Hausdorff space|Hausdorff]] [[if and only if]] it has a separated family of seminorms.  Many authors take the Hausdorff criterion in the definition.
 
|2= A [[pseudometric space|pseudometric]] is a generalisation of a metric which does not satisfy the condition that ''d''(''x'',''y'') = 0 only when ''x'' = ''y''.  A locally convex space is pseudometrisable, meaning that its topology arises from a pseudometric, if and only if it has a countable family of seminorms. Indeed, a pseudometric inducing the same topology is then given by
::<math>d(x,y)=\sum^\infty_n\frac{1}{2^n}\frac{p_n(x-y)}{1+p_n(x-y)}</math>
(where the 1/2<sup>n</sup> can be replaced by any positive [[summable]] sequence ''a<sub>n</sub>'').
This pseudometric is translation-invariant, but not homogeneous, meaning ''d''(''kx'',''ky'') does not equal {{abs|''k''}}''d''(''x'',''y''), and therefore does not
define a (pseudo)norm.
The pseudometric is an honest metric if and only if the family of seminorms is separated,
since this is the case if and only if the space is Hausdorff.
If furthermore the space is complete, the space is called a [[Fréchet space]]. 
 
 
|3= As with any topological vector space, a locally convex space is also a [[uniform space]].  Thus one may speak of [[uniform continuity]], [[uniform convergence]], and [[Cauchy sequence]]s.
 
|4= A [[Cauchy net]]  in a locally convex space is a [[net (mathematics)|net]] {''x''<sub>κ</sub>}<sub>κ</sub> such that for every ε > 0 and every seminorm ''p''<sub>α</sub>, there exists a κ such that for every λ, μ > κ, ''p''<sub>α</sub>(''x''<sub>λ</sub>–''x''<sub>μ</sub>) < ε. In other words, the net must be Cauchy in all the seminorms simultaneously.  The definition of completeness is given here in terms of nets instead of the more familiar [[sequence]]s because unlike Fréchet spaces which are metrisable, general spaces may be defined by an uncountable family of pseudometrics.  Sequences, which are countable by definition, cannot suffice to characterize convergence in such spaces.  A locally convex space is [[Complete uniform space|complete]] if and only if every Cauchy net converges.
 
|5= A family of seminorms becomes a [[preorder]]ed set under the relation ''p''<sub>α</sub> ≤ ''p''<sub>β</sub> if and only if there exists an ''M'' > 0 such that for all ''x'', ''p''<sub>α</sub>(''x'') ≤ ''Mp''<sub>β</sub>(''x'').  One says it is a '''directed family of seminorms''' if the family is a [[directed set]] with addition as the [[join (mathematics)|join]], in other words if for every α and β, there is a γ such that ''p''<sub>α</sub> + ''p''<sub>β</sub> ≤ ''p''<sub>γ</sub>. Every family of seminorms has an equivalent directed family, meaning one which defines the same topology.  Indeed, given a family {''p''<sub>α</sub>}<sub>α∈''I''</sub>, let Φ be the set of finite subsets of ''I'', then for every ''F'' in Φ, define ''q''<sub>''F''</sub>=∑<sub>α∈''F''</sub> ''p''<sub>α</sub>.  One may check that {''q''<sub>''F''</sub>}<sub>''F''∈Φ</sub> is an equivalent directed family.
 
|6= If the topology of the space is induced from a single seminorm, then the space is '''seminormable'''. Any locally convex space with a finite family of seminorms is seminormable. Moreover, if the space is Hausdorff (the family is separated), then the space is normable, with norm given by the sum of the seminorms. In terms of the open sets, a locally convex topological vector space is seminormable if and only if 0 has a [[bounded set (topological vector space)|bounded]] neighborhood.
}}
 
== Examples and nonexamples ==
 
=== Examples of locally convex spaces ===
 
* Every normed space is a Hausdorff locally convex space, and much of the theory of locally convex spaces  generalises parts of the theory of normed spaces.  The family of seminorms can be taken to be the single norm.  Every Banach space is a complete Hausdorff locally convex space, in particular, the [[Lp space|''L''<sup>''p''</sup> spaces]] with ''p''&nbsp;≥ 1 are locally convex.
 
* More generally, every Fréchet space is locally convex.  A Fréchet space can be defined as a complete locally convex space with a separated countable family of seminorms.
 
*The space '''R'''<sup>ω</sup> of [[real valued sequences]] with the family of seminorms given by <math>p_i \left(\left\{x_n\right\}_n\right) = \left|x_i\right|,</math>&thinsp; ''i''&nbsp;∈ '''N'''.  The countable family of seminorms is complete and separable, so this is a Fréchet space, which is not normable.  Note that this is also the [[limit topology]] of the spaces '''R'''<sup>''n''</sup>, embedded in '''R'''<sup>ω</sup> in the natural way, by completing finite sequences with infinitely many 0.
 
* Given any vector space ''V'' and a collection ''F'' of linear functionals on it, ''V''  can be made into a locally convex topological vector space by giving it the weakest topology making all linear functionals in ''F'' continuous.  This is known as the [[weak topology]] or the [[initial topology]] determined by ''F''.  The collection ''F'' may be the [[Dual space#Algebraic dual space|algebraic dual]] of ''V'' or any other collection.  The family of seminorms in this case is given by ''p''<sub>''&fnof;''</sub>(''x'')&nbsp;= |''&fnof;''(''x'')| for all ''&fnof;'' in ''F''.
 
* Spaces of differentiable functions give other non-normable examples.  Consider the space of [[smooth functions]] ''&fnof;''&nbsp;: '''R'''<sup>''n''</sup> → '''C''' such that sup<sub>''x''</sub> |''x''<sup>''a''</sup>''D''<sup>''b''</sup>''&fnof;''| < ∞, where ''a'' and ''b'' are [[multiindices]]. The family of seminorms defined by ''p''<sub>''a'',''b''</sub>(''&fnof;'') = sup<sub>''x''</sub> |''x''<sup>''a''</sup>''D''<sup>''b''</sup>''&fnof;''(''x'')| is separated, and countable, and the space is complete, so this metrisable space is a Fréchet space. It is known as the [[Schwartz space]], or the space of functions of rapid decrease, and its [[dual space]] is the space of [[tempered representation|tempered distribution]]s.
 
* An important [[function space]] in functional analysis is the space ''D''(''U'')  of smooth functions with [[compact support]] in ''U'' ⊆ '''R'''<sup>''n''</sup>.  A more detailed construction is needed for the topology of this space because the space ''C''<sup>∞</sup><sub>0</sub>(''U'') is not complete in the uniform norm. The topology on ''D''(''U'') is defined as follows: for any fixed [[compact set]] ''K''&nbsp;⊂ ''U'', the space ''C''<sup>∞</sup><sub>0</sub>(''K'') of functions ''&fnof;''&nbsp;∈ ''C''<sup>∞</sup><sub>0</sub>(''U'') with supp(''&fnof;'')&nbsp;⊂ ''K'' is a [[Fréchet space]] with countable family of seminorms ||''&fnof;''||<sub>''m''</sub>&nbsp;= sup<sub>''x''</sub> |''D''<sup>''m''</sup>''&fnof;''(''x'')| (these are actually norms, and the space ''C''<sup>∞</sup><sub>0</sub>(''K'') with the ||·||<sub>''m''</sub> norm is a Banach space ''D''<sup>''m''</sup>(''K'')) . Given any collection {''K''<sub>λ</sub>}<sub>λ</sub> of compact sets, directed by inclusion and such that ∪<sub>λ</sub>''K''<sub>λ</sub>&nbsp;= ''U'', then the ''C''<sup>∞</sup><sub>0</sub>(''K''<sub>λ</sub>) form a [[direct system (mathematics)|direct system]], and ''D''(''U'') is defined to be the limit of this system. Such a limit of Fréchet spaces is known as an [[LF space]].  More concretely, ''D''(''U'') is the union of all the ''C''<sup>∞</sup><sub>0</sub>(''K''<sub>λ</sub>) with the [[final topology]] which makes each [[inclusion map]] ''C''<sup>∞</sup><sub>0</sub>(''K''<sub>λ</sub>)↪''D''(''U'') continuous.  This space is locally convex and complete.  However, it is not metrisable, and so it is not a Fréchet space. The dual space of ''D''('''R'''<sup>''n''</sup>) is the space of [[distribution (mathematics)|distributions]] on '''R'''<sup>''n''</sup>.
 
* More abstractly, given a [[topological space]] ''X'', the space ''C''(''X'') of continuous (not necessarily bounded) functions on ''X'' can be given the topology of [[uniform convergence]] on compact sets. This topology is defined by semi-norms ''&phi;<sub>K</sub>''(''&fnof;'')&nbsp;= max&nbsp;{&nbsp;|''&fnof;''(''x'')| : ''x''&nbsp;∈ ''K'' } (as ''K'' varies over the [[directed set]] of all compact subsets of ''X'').  When ''X'' is locally compact (e.g. an open set in '''R'''<sup>''n''</sup>) the [[Stone-Weierstrass theorem]] applies—in the case of real-valued functions, any subalgebra of ''C''(''X'') that separates points and contains the constant functions (e.g., the subalgebra of polynomials) is [[dense set|dense]].
 
=== Examples of spaces lacking local convexity ===
Many topological vector spaces are locally convex. Examples of spaces that lack local convexity include the following:
 
*The [[Lp space|spaces ''L''<sup>''p''</sup>([0,&nbsp;1])]] for 0&nbsp;< ''p''&nbsp;< 1 are equipped with the [[F-space|F-norm]]
 
:<math>\|f\|_p = \int_0^1 |f(x)|^p \, dx \, ;</math>
 
they are not locally convex, since the only convex neighborhood of zero is the whole space. More generally the spaces ''L''<sup>''p''</sup>(''μ'') with an atomless, finite measure ''μ'' and 0&nbsp;< ''p''&nbsp;< 1 are not locally convex.
 
*The space of [[measurable]] functions on the [[unit interval]] [0,&nbsp;1] (where we identify two functions that are equal [[almost everywhere]]) has a vector-space topology defined by the translation-invariant metric: (which induces the [[convergence in measure]] of measurable functions; for [[random variables]], convergence in measure is [[convergence in probability]])
 
:<math>d(f, g) = \int_0^1 \frac{|f(x) - g(x)|}{1+|f(x) - g(x)|} \, dx.</math>
 
This space is often denoted ''L''<sub>0</sub>.
 
Both examples have the property that any continuous linear map to the [[real numbers]] is 0. In particular, their [[dual space]] is trivial, that is, it contains only the zero functional.
 
*The sequence space ℓ<sup>''p''</sup>, 0&nbsp;< ''p''&nbsp;< 1, is not locally convex.
 
== Continuous linear mappings ==
 
Because locally convex spaces are topological spaces as well as vector spaces, the natural functions to consider between two locally convex spaces are [[continuous linear map]]s.  Using the seminorms, a necessary and sufficient criterion for the [[continuous function (topology)|continuity]] of a linear map can be given that closely resembles the more familiar [[bounded operator|boundedness condition]] found for Banach spaces.
 
Given locally convex spaces ''V'' and ''W'' with families of seminorms {''p''<sub>α</sub>}<sub>α</sub> and {''q''<sub>β</sub>}<sub>β</sub> respectively, a linear map ''T'' from ''V'' to ''W'' is continuous if and only if for every β there exist α<sub>1</sub>, α<sub>2</sub>, ..., α<sub>''n''</sub> and exists an ''M''>0 such that for all ''v'' in ''V''
:<math>q_\beta(Tv)\le M(p_{\alpha_1}(v) +\dotsb+p_{\alpha_n}(v)).</math>
In other words, each seminorm of the range of ''T'' is [[bounded function|bounded]] above by some finite sum of seminorms in the [[Domain of a function|domain]].  If the family {''p''<sub>α</sub>}<sub>α</sub> is a directed family, and it can always be chosen to be directed as explained above, then the formula becomes even simpler and more familiar:
:<math>q_\beta(Tv)\le Mp_\alpha(v).</math>
 
The [[class (set theory)|class]] of all locally convex topological vector spaces forms a [[category (mathematics)|category]] with continuous linear maps as [[morphism]]s.
 
== See also ==
* [[Krein–Milman theorem]]
 
==References==
* {{cite book |last=Conway |first=John |title=A Course in Functional Analysis | year=1990 | publisher=Springer |isbn=0-387-97245-5}}
* {{Cite isbn|9780070542365}} <!-- Rudin, Walter (1991) Functional Analysis -->
 
{{Functional Analysis}}
 
[[Category:Topological vector spaces]]

Latest revision as of 17:39, 4 January 2015


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