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| '''Three-phase traffic theory''' is an alternative theory of [[traffic flow]] developed by [[Boris Kerner]] between 1996 and 2002.<ref name="PhysRevLetters1998">[http://prl.aps.org/abstract/PRL/v81/i17/p3797_1 Boris S. Kerner, "Experimental Features of Self-Organization in Traffic Flow", Physical Review Letters, 81, 3797-3400 (1998)]</ref><ref name="PhysicsWorld1999">[http://physicsworldarchive.iop.org/index.cfm?action=summary&doc=12%2F8%2Fphwv12i8a30%40pwa-xml Boris S. Kerner, "The physics of traffic", Physics World Magazine 12, 25-30 (August 1999)]</ref><ref name="TRB1999">[http://trb.metapress.com/content/l216k764n4l22qr8/?p=de2645a37c484389b0ea5d476b3be359&pi=19 Boris S. Kerner, "Congested Traffic Flow: Observations and Theory", Transportation Research Record, Vol. 1678, pp. 160-167 (1999)]</ref> It focuses mainly on the explanation of the physics of traffic breakdown and resulting congested traffic on highways. Kerner describes three phases of traffic, while the classical theories based on the fundamental diagram of traffic flow have two phases: ''free flow'' and ''congested traffic''. Kerner’s theory divides congested traffic into two distinct phases, ''synchronized flow'' and ''wide moving jam'', bringing the total number of phases to three:
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| [[File:I-80 Eastshore Fwy.jpg|thumb|Synchronized flow]]
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| [[File:Auto stoped highway.JPG|thumb|Jam]]
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| # Free flow (''F'')
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| # Synchronized flow (''S'')
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| # Wide moving jam (''J'')
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| The word "wide" is used even though it is the length of the traffic jam that is being referred to.
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| A '''phase''' is defined as a ''state in space and time.''
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| == Free flow (''F'') ==
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| In free traffic flow, empirical data show a positive [[correlation]] between the flow rate <math>q</math> (in vehicles per unit time) and vehicle density <math>k</math> (in vehicles per unit distance). This relationship stops at the maximum free flow <math>q_{max}</math> with a corresponding critical density <math>k_{crit}</math>. (See Figure 1.)
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| [[File:3ptt de flow free.png|thumb|Figure 1:Measured flow rate versus vehicle density in free flow (fictitious data)]]
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| == Congested traffic ==
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| Data show a weaker relationship between flow and density in congested conditions. Therefore, Kerner argues that the [[fundamental diagram]], as used in classical traffic theory, cannot adequately describe the complex dynamics of traffic under congested conditions. He instead divides congestion into ''synchronised flow'' and ''wide moving jams''.
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| When the number of vehicles on a road, i.e. the density, becomes too high, the state of the traffic is [[metastable]]. This means that when small perturbations occur, the state is still stable; however when larger perturbations occur, the traffic is unstable and moving jams will emerge. Another interpretation of the metastability is the following: the speed at which the downstream front of a congested area moves upstream is higher than the speed at which the upstream front moves upstream (or the latter may actually move downstream). The downstream front will therefore "catch up" with the upstream front, and the moving jam will disappear.
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| In congested traffic, the vehicle speed is lower than the lowest vehicle speed <math>v^{min}_{free}</math> encountered in free flow, i.e., the line with the slope of the minimal speed <math>v^\min_\text{free} = \frac{q_\max}{k_\text{crit}}</math> in free flow (dotted line in Figure 2) divides the empirical data on the flow-density plane into two regions: on the left side data points of free flow and on the right side data points corresponding to congested traffic.
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| [[File:3ptt de flow congested.png|thumb|Figure 2: Flow rate versus vehicle density in free flow and congested traffic (fictitious data)]]
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| == Definitions [''J''] and [''S''] of the phases ''J'' and ''S'' in congested traffic ==
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| In Kerner's theory, the phases ''J'' and ''S'' in congested traffic are observed outcomes in universal [[Traffic congestion: Reconstruction with Kerner’s three-phase theory|spatial-temporal features of real traffic data]]. The phases ''J'' and ''S'' are defined through the definitions [''J''] and [''S''] as follows:
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| [[File:3ptt en measurements.png|thumb|Figure 3: Measured data of speed in time and space (a) and its representation on the time-space plane (b)]]
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| === The "wide moving jam" phase [''J''] ===
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| A so-called "wide moving jam" moves upstream through any highway [[bottleneck#Traffic|bottlenecks]]. While doing so, the mean velocity of the downstream front <math>v_g</math> is maintained. This is the characteristic feature of the wide moving jam that defines the phase ''J''.
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| The term ''wide moving jam'' is meant to reflect the characteristic feature of the jam
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| to propagate through any other state of traffic flow and through any [[bottleneck]] while maintaining the velocity of the downstream jam front. The phrase ''moving jam'' reflects the jam propagation as a whole localized structure on a road. To distinguish wide moving jams from other moving jams, which do not characteristically maintain the mean velocity of the
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| downstream jam front, Kerner used the term ''wide''. The term ''wide'' reflects the fact that if a moving jam has a width (in the longitudinal road direction) considerably greater than the widths of the jam fronts, and if the vehicle speed inside the jam is zero, the jam always exhibits the characteristic feature of maintaining the velocity of the downstream jam front (see Sec. 7.6.5 of the book <ref name=KernerBook2004>[http://www.springer.com/physics/complexity/book/978-3-540-20716-0 B.S. Kerner, ''The Physics of Traffic'', Springer, Berlin, New York 2004]</ref>).
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| Thus the term ''wide'' has nothing to do with the width across the jam, but actually refers to its length being considerably more than the transition zones at its head and tail. Historically, Kerner used the term ''wide'' from a qualitative analogy of a wide moving jam in traffic flow with ''wide [http://www.springer.com/physics/complexity/book/978-0-7923-2816-2 autosolitons]'' occurring in many systems of natural science (like gas plasma, electron-hole plasma in semiconductors, biological systems, and chemical reactions): Both the wide moving jam and a wide autosoliton exhibit some characteristic features, which do not depend on initial conditions at which these localized patterns have occurred.
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| === The "synchronized flow" phase [''S''] ===
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| In "synchronized flow", the downstream front, where the vehicles accelerate to free flow, does not show this characteristic feature of the wide moving jam. Specifically, the downstream front of synchronized flow is often fixed at a bottleneck.
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| The term "synchronized flow" is meant to reflect the following features of this traffic phase: (i) It is a continuous traffic flow with no significant stoppage, as often occurs inside a wide moving jam. The term "flow" reflects this feature. (ii) There is a tendency towards synchronization of vehicle speeds across different lanes on a multilane road in this flow. In addition, there is a tendency towards synchronization of vehicle speeds in each of the road lanes (bunching of vehicles) in synchronized flow. This is due to a relatively low probability of passing. The term "synchronized" reflects these speed synchronization effect
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| === Explanation of the traffic phase definitions based on measured traffic data ===
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| Measured data of averaged vehicle speeds (Figure 3 (a)) illustrate the phase definitions [''J''] and [''S'']. There are two spatial-temporal patterns of congested traffic with low vehicle speeds in Figure 3 (a). One pattern propagates upstream with almost constant velocity of the downstream front, moving straight through the freeway bottleneck. According to the definition [''J''], this pattern of congestion belongs to the "wide moving jam" phase. In contrast, the downstream front of the other pattern is fixed at a bottleneck. According to the definition [''S''], this pattern belongs to the "synchronized flow" phase (Figure 3 (a) and (b)). Other empirical examples of the validation of the traffic phase definitions [''J''] and [''S''] can be found in the books <ref name=KernerBook2004/> and,<ref name=KernerBook2009>[http://www.springer.com/engineering/mechanical+eng/book/978-3-642-02604-1 B.S. Kerner, ''Introduction to Modern Traffic Flow Theory and Control: The Long Road to Three-Phase Traffic Theory'', Springer, Berlin, New York 2009]</ref> in the article <ref name= Rehborn >[http://www.sciencedirect.com/science/article/pii/S0378437111005309 Hubert Rehborn, Sergey L. Klenov, Jochen Palmer, "An empirical study of common traffic congestion features based on traffic data measured in the USA, the UK, and Germany". Physica A: Statistical Mechanics and its Applications, Volume 390, Issues 23–24, 1 November 2011, Pages 4466-4485.]</ref> as well as in an empirical study of [[floating car data]] <ref name=Schaefer>[http://www.tecmagazine.com/index.cfm?fuseaction=magazine.Article&ArticleID=4570 R.-P. Schäfer et al, "A study of TomTom’s probe vehicle data with three-phase traffic theory". Traffic Engineering and Control, Vol 52, No 5, Pages 225-231, 2011]</ref> (floating car data is also called ''probe vehicle data'').
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| === Traffic phase definition based on empirical single-vehicle data ===
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| In Sec. 6.1 of the book <ref name=KernerBook2009/> has been shown that the traffic phase definitions [''S''] and [''J''] are the origin of most hypotheses of three-phase theory and related three-phase microscopic traffic flow models. The traffic phase definitions [''J''] and [''S''] are non-local macroscopic ones and they are applicable only after macroscopic data has been measured in space and time, i.e., in an "off-line" study. This is because for the definitive distinction of the phases J and S through the definitions [''J''] and [''S''] a study of the propagation of traffic congestion through a bottleneck is necessary. This is often considered as a drawback of the traffic phase definitions [''S''] and [''J'']. However, there are local microscopic criteria for the distinction between the phases ''J'' and ''S'' without a study of the propagation of congested traffic through a bottleneck. The microscopic criteria are as follows (see Sec. 2.6 in the book <ref name=KernerBook2009/>): If in single-vehicle (''microscopic'') data related to congested traffic the "flow-interruption interval", i.e., a time headway between two vehicles following each other is observed, which is much longer than the mean time delay in vehicle acceleration from a wide moving jam (the latter is about 1.3 - 2.1 s), then the related flow-interruption interval corresponds to the wide moving jam phase. After all wide moving jams have been found through this criterion in congested traffic, all remaining congested states are related to the synchronized flow phase.
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| == The fundamental hypothesis of Kerner’s three-phase traffic theory ==
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| === Steady states of synchronized flow ===
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| The fundamental hypothesis of Kerner’s three-phase traffic theory has to do with homogeneous synchronized flow. Homogeneous synchronized flow is a ''hypothetical'' state of synchronized flow of identical vehicles and drivers in which all vehicles move with the same time-independent speed and have the same space gaps (a space gap is the distance between one vehicle and the one behind it), i.e., this synchronized flow is homogeneous in time and space.
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| The fundamental hypothesis is that homogeneous synchronized flow can occur anywhere in a two-dimensional region (2D) of the flow-density plane (2D-region S in Figure 4(a)). The set of possible free flow states (F) overlaps in vehicle density the set of possible states of homogeneous synchronized flow. The free flow states on a multi-lane road and states of homogeneous synchronized flow are separated by a gap in the flow rate and, therefore, by a gap in the speed at a given density: at each given density the synchronized flow speed is lower than the free flow speed.
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| In accordance with the fundamental hypothesis of Kerner’s three-phase theory, at a given speed in synchronized flow, the driver can make an ''arbitrary choice'' as to the space gap to the preceding vehicle, within the range associated with the 2D region of homogeneous synchronized flow (Figure 4(b)): the driver accepts different space gaps at different times and does not use some one unique gap.
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| [[File:3ptt en 2d plane adaptation.png|thumb|Figure 4: Fundamental hypothesis of Kerner’ three-phase traffic theory: (a) Qualitative representation of free flow states (F) and 2D region of homogeneous synchronized flow (dashed region S) on a multi-lane road in the flow-density plane. (b) A part of the 2D-region of homogeneous synchronized flow shown in (a) in the space gap-speed plane (dashed region S). In (b), <math>G</math> and <math>g_{\rm safe}</math>, are respectively a synchronization space gap and safe space gap between two vehicles following each other.]]
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| The fundamental hypothesis of Kerner’s three-phase traffic theory is contrary to the hypothesis of earlier traffic flow theories involving the [[fundamental diagram of traffic flow]], which suppose a one-dimensional relationship between vehicle density and flow rate.
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| == Car following in three-phase traffic theory ==
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| In Kerner’s three-phase theory, a vehicle accelerates when the space gap <math>g</math> to the preceding vehicle is greater than a synchronization space gap <math>G</math>, i.e., at <math>g>G</math> (labelled by ''acceleration'' in Figure 5); the vehicle decelerates when the gap g is smaller than a safe space gap <math>g_{\rm safe}</math>, i.e., at <math>g<g_{\rm safe}</math> (labelled by ''deceleration'' in Figure 5).
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| [[File:3ptt en adaptation.png|thumb|Figure 5: Qualitative explanation of car-following in Kerner’s three-phase traffic theory: A vehicle accelerates at a space gap <math>g>G</math> and decelerates at space gaps <math> g<g_{\rm safe}</math>, whereas under condition <math> g_{\rm safe} \leq g \leq G </math> the vehicle adapts its speed to the speed of the preceding vehicle without caring what the precise space gap is. The dashed region of synchronized flow is taken from Figure 4(b).]]
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| If the gap is less than ''G'', the driver tends to adapt his speed to the speed of the preceding vehicle without caring what the precise gap is, so long as this gap is not smaller than the safe space gap <math> g_{\rm safe}</math> (labelled by ''speed adaptation'' in Figure 5). Thus the space gap <math>g</math> in car following in the framework of Kerner’s three-phase theory can be any space gap within the space gap range <math> g_{\rm safe} \leq g \leq G </math>.
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| == Traffic breakdown - a ''F'' → ''S'' phase transition ==
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| In measured data, congested traffic most often occurs in the vicinity of highway bottlenecks, e.g., on-ramps, off-ramps, or roadwork. A transition from free flow to congested traffic is known as traffic breakdown. In Kerner’s three-phase traffic theory traffic breakdown is explained by a F → S phase transition. This explanation is supported by available measurements, because in measured traffic data after a traffic breakdown at a bottleneck the downstream front of the congested traffic is fixed at the bottleneck. Therefore, the resulting congested traffic after a traffic breakdown satisfies the definition [''S''] of the "synchronized flow" phase.
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| === Spontaneous and induced ''F'' → ''S'' transitions ===
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| Kerner notes using empirical data that synchronized flow can form in free flow spontaneously (spontaneous F → S phase transition) or can be externally induced (induced F → S phase transition).
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| A spontaneous F → S phase transition means that the breakdown occurs when there has previously been free flow at the bottleneck as well as both up- and downstream of the bottleneck. This implies that a spontaneous F → S phase transition occurs through the growth of an internal disturbance in free flow in a neighbourhood of a bottleneck.
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| In contrast, an induced F → S phase transition occurs through a region of congested traffic that initially emerged at a different road location downstream from the bottleneck location. Normally, this is in connexion with the upstream propagation of a synchronized flow region or a wide moving jam. An empirical example of an induced breakdown at a bottleneck leading to synchronized flow can be seen in Figure 3: synchronized flow emerges through the upstream propagation of a wide moving jam.
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| === Physical explanation of traffic breakdown ===
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| [[File:3ptt en traffic breakdown.png|thumb|Figure 6: Explanation of traffic breakdown by a Z-like non-linear interrupted function of the probability of overtaking in Kerner’s three-phase traffic theory. The dotted curve illustrates the critical probability of overtaking as function of traffic density.]]
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| Kerner explains the nature of the F → S phase transitions by a competition of "speed adaptation" and "over-acceleration". Speed adaptation is defined as the vehicle deceleration to the speed of a slower moving preceding vehicle. Over-acceleration is defined as the vehicle acceleration occurring even if the preceding vehicle does not drive faster than the vehicle and the preceding vehicle additionally does not accelerate. In Kerner’s theory, the probability of over-acceleration is a discontinuous function of the vehicle speed: At the same vehicle density probability of over-acceleration in free flow is greater than in synchronized flow. When within a local speed disturbance speed adaptation is stronger than over-acceleration, an F → S phase transition occurs. Otherwise, when over-acceleration is stronger than speed adaptation the initial disturbance decays over time. Within a region of synchronized flow, a strong over-acceleration is responsible for a return transition from synchronized flow to free flow (S → F transition).
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| There can be several mechanisms of vehicle over-acceleration. It can be assumed that on a multi-lane road the most probable mechanism of over-acceleration is lane changing to a faster lane. In this case, the F → S phase transitions are explained by an interplay of acceleration while [[overtaking]] a slower vehicle (over-acceleration) and deceleration to the speed of a slower-moving vehicle ahead (speed adaptation). Overtaking supports the maintenance of free flow. "Speed adaptation" on the other hand leads to synchronized flow. Speed adaptation will occur if overtaking is not possible. Kerner states that the probability of overtaking is an ''interrupted function of the vehicle density'' (Figure 6): at a given vehicle density, the probability of overtaking in free flow is much higher than in synchronized flow.
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| === Discussion of Kerner’s explanation of traffic breakdown ===
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| Kerner’s explanation of traffic breakdown at a highway bottleneck by the F → S phase transition is associated with the following fundamental empirical features of traffic breakdown at the bottleneck found in real measured data: (i) Spontaneous traffic breakdown in an initial free flow at the bottleneck leads to the emergence of congested traffic whose downstream front is fixed at the bottleneck (at least during some time interval), i.e., this congested traffic satisfies the definition [''S''] for the synchronized flow phase. In other words, spontaneous traffic breakdown is always an F → S phase transition. (ii) Probability of this spontaneous traffic breakdown is an increasing function of the flow rates at the bottleneck. (iii) At the same bottleneck, traffic breakdown can be either spontaneous or induced (see empirical examples for these fundamental features of traffic breakdown in Secs. 2.2.3 and 3.1 of the book <ref name=KernerBook2009/>).
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| === The reason for Kerner’s theory and his criticism of classical traffic flow theories ===
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| The whole set (i)—(iii) of these fundamental empirical features of traffic breakdown cannot be explained by classical traffic theories and models. The searching for explanation of the set of the fundamental empirical features of traffic breakdown has been the reason for the development of Kerner’s three-phase theory. In particular, in two-phase traffic flow models in which traffic breakdown is associated with free flow instability, this model instability leads to the F → J phase transition, i.e., in these traffic flow models traffic breakdown is governed by spontaneous emergence of a wide moving jam(s) in an initial free flow (see Kerner’s criticism on such two-phase models as well as on other classical traffic flow models and theories in Chapter 10 of the book <ref name=KernerBook2009/>).
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| == Range of highway capacities ==
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| In three-phase traffic theory, the set of the fundamental empirical features of traffic breakdown is explained by the F → S transition. Probably the most important consequence of that is the existence of a range of highway capacities between some maximum and minimum capacities.
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| === Maximum and minimum highway capacities ===
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| Spontaneous traffic breakdown, i.e., a spontaneous F → S phase transition, may occur in a wide range of flow rates in free flow. Kerner states, based on empirical data, that because of the possibility of spontaneous or induced traffic breakdowns at the same freeway bottleneck there is a range of highway capacities at a bottleneck. This range of freeway capacities is between a minimum capacity <math>q_{th}</math> and a maximum capacity <math>q_{max}</math> of free flow (Figure 7).
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| [[File:3ptt en traffic capacity.png|thumb|Figure 7: Maximum and minimum highway capacities in Kerner’s three-phase traffic theory]]
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| === Highway capacities and metastability of free flow ===
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| In simulations of an F → S phase transition with three-phase microscopic traffic flow models (see Sec. 17.2.2 of the book <ref name=KernerBook2004/>), even small disturbances in free flow at a bottleneck will lead to a spontaneous F → S phase transition if the flow rate is close to the maximum capacity <math>q_{max}</math>. On the other hand, only very large disturbances in free flow at the bottleneck will lead to a spontaneous F → S phase transition, if the flow rate is close to the minimum capacity <math>q_{th}</math>. The probability of a smaller disturbance in free flow is much higher than that of a larger disturbance. Therefore, the higher the flow rate in free flow at a bottleneck, the higher the probability of the spontaneous F → S phase transition. If the flow rate in free flow is lower than the minimum capacity <math>q_{th}</math>, there will be no traffic breakdown (no F → S phase transition) at the bottleneck.
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| The infinite number of highway capacities at a bottleneck can be illustrated by the meta-stability of free flow at flow rates <math>q</math> with
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| <math>q_{th} \leq q < q_\max. \, </math>
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| Metastability of free flow means that for small disturbances free flow remains stable (free flow persists), but with larger disturbances the flow becomes unstable and a F → S phase transition to synchronized flow occurs.
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| === Discussion of capacity definitions ===
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| The range of highway capacities at a bottleneck in Kerner’s three-phase traffic theory contradicts fundamentally the classical traffic theories and methods for traffic management and traffic control which at any time assume the existence of a ''particular'' deterministic or stochastic highway capacity. In contrast, in Kerner’s three-phase traffic theory ''at any time'' there is a range of highway capacities, which are within the above-mentioned flow rate range between the minimum capacity <math>q_{th}</math> and maximum capacity <math>q_{max}</math>. The values <math>q_{th}</math> and <math>q_{max}</math> can depend considerably on traffic parameters (the percentage of long vehicles in traffic flow, weather, bottleneck characteristics, etc.).
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| The existence of a range of highway capacities in Kerner’s theory changes crucially methodologies for traffic control, dynamic traffic assignment, and traffic management. In particular, to satisfy the set of the fundamental empirical features of traffic breakdown, Kerner introduced [[Kerner’s breakdown minimization principle|breakdown minimization principle]] (BM principle) for the optimization and control of vehicular traffic networks.
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| == Wide moving jams (''J'') ==
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| A moving jam will be called "wide" if its length (in direction of the flow) clearly exceeds the lengths of the jam fronts. The average vehicle speed within wide moving jams is much lower than the average speed in free flow. At the downstream front the vehicles accelerate to the free flow speed. At the upstream jam front the vehicles come from free flow or synchronized flow and must reduce their speed. According to the definition [''J''] the wide moving jam always has the same mean velocity of the downstream front <math>v_{g}</math>, even if the jam propagates through other traffic phases or bottlenecks. The flow rate is sharply reduced within a wide moving jam.
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| === Characteristic parameters of wide moving jams ===
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| Kerner’s empirical results show that some characteristic features of wide moving jams are independent of the traffic volume and bottleneck features (e.g. where and when the jam formed). However, these characteristic features are dependent on weather conditions, road conditions, vehicle technology, percentage of long vehicles, etc.. The velocity of the downstream front of a wide moving jam <math>v_{g}</math> (in the upstream direction) is a characteristic parameter, as is the flow rate just downstream of the jam <math>q_{out}</math> (with free flow at this location, see Figure 8). This means that many wide moving jams have similar features under similar conditions. These parameters are relatively predictable. The movement of the downstream jam front can be illustrated in the flow-density plane by a line, which is called "Line J" (Line J in Figure 8). The slope of the Line J is the velocity of the downstream jam front <math>v_{g}</math>.
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| [[File:3ptt en traffic flow density plane.png|thumb|Figure 8: Three traffic phases on the flow-density plane in Kerner’s three-phase traffic theory]]
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| === Minimum highway capacity and outflow from wide moving jam ===
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| Kerner emphasizes that the minimum capacity <math>q_{th}</math> and the outflow of a wide moving jam <math>q_{out}</math> describe two ''qualitatively different features'' of free flow: the minimum capacity <math>q_{th}</math> characterizes an F → S phase transition at a bottleneck, i.e., a traffic breakdown. In contrast, the outflow of a wide moving jam <math>q_{out}</math> determines a condition for the existence of the wide moving jam, i.e., the traffic phase J while the jam propagates in free flow: Indeed, if the jam propagates through free flow (i.e., both upstream and downstream of the jam free flows occur), then a wide moving jam can persist, only when the jam inflow <math>q_{in}</math> is equal to or larger than the jam outflow <math>q_{out}</math>; otherwise, the jam dissolves over time. Depending on traffic parameters like weather, percentage of long vehicles, et cetera, and characteristics of the bottleneck where the F → S phase transition can occur, the minimum capacity <math>q_{th}</math> might be smaller (as in Figure 8), or greater than the jam’s outflow <math>q_{out}</math>.
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| == Synchronized flow phase (''S'') ==
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| In contrast to wide moving jams, both the flow rate and vehicle speed may vary significantly in the synchronized flow phase. The downstream front of synchronized flow is often spatially fixed (see definition [''S'']), normally at a bottleneck at a certain road location. The flow rate in this phase could remain similar to the one in free flow, even if the vehicle speeds are sharply reduced.
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| Because the synchronized flow phase does not have the characteristic features of the wide moving jam phase ''J'', Kerner’s three-phase traffic theory assumes that the hypothetical homogeneous states of synchronized flow cover a two-dimensional region in the flow-density plane (dashed regions in Figure 8).
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| == ''S'' → ''J'' phase transition ==
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| Wide moving jams do not emerge spontaneously in free flow, but they can emerge in regions of synchronized flow. This phase transition is called a S → J phase transition.
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| === "Jam without obvious reason" - F→S→J phase transitions ===
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| Therefore, the emergence of a wide moving jam in free flow is observed as a cascade of F → S → J phase transitions: first, a region of synchronized flow emerges in a region of free flow. As explained above, such an F → S phase transition occurs mostly at a bottleneck. Within the synchronized flow phase a further "self-compression" occurs and vehicle density increases while vehicle speed decreases. This self-compression is called "pinch effect". In "pinch" regions of synchronized flow, narrow moving jams emerge. If these narrow moving jams grow, wide moving jams will emerge. Kerner notes that the frequency of the emergence of wide moving jams increases if the density in synchronized flow increases. The wide moving jams propagate further upstream, even if they propagate through regions of synchronized flow or bottlenecks.
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| === The physics of ''S'' → ''J'' transition ===
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| To further illustrate S → J phase transitions: in Kerner’s three-phase traffic theory the Line J divides the homogeneous states of synchronized flow in two (Figure 8). States of homogeneous synchronized flow above Line J are meta-stable. States of homogeneous synchronized flow below Line J are stable states in which no S → J phase transition can occur. Metastable homogeneous synchronized flow means that for small disturbances, the traffic state remains stable. However, when larger disturbances occur, synchronized flow becomes unstable, and a S → J phase transition occurs.
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| == Traffic patterns of ''S'' and ''J'' ==
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| Very complex congested patterns can be observed, caused by F → S and S → J phase transitions.
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| === Classification of synchronized flow traffic patterns (SP) ===
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| A congestion pattern of synchronized flow (Synchronized Flow Pattern (SP)) with a fixed downstream and a not continuously propagating upstream front is called Localised Synchronized Flow Pattern (LSP).
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| Frequently the upstream front of a SP propagates upstream. If only the upstream front propagates upstream, the related SP is called Widening Synchronised Flow Pattern (WSP). The downstream front remains at the bottleneck location and the width of the SP increases.
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| It is possible that both upstream and downstream front propagate upstream. The downstream front is no longer located at the bottleneck. This pattern has been called Moving Synchronised Flow Pattern (MSP).
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| === Catch effect of synchronized flow at a highway bottleneck ===
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| The difference between the SP and the wide moving jam becomes visible in that when a WSP or MSP reaches an upstream bottleneck the so-called "catch-effect" can occur. The SP will be caught at the bottleneck and as a result a new congested pattern emerges. A wide moving jam will not be caught at a bottleneck and moves further upstream. In contrast to wide moving jams, the synchronized flow, even if it moves as an MSP, has no characteristic parameters. As an example, the velocity of the downstream front of the MSP might vary significantly and can be different for different MSPs. These features of SP and wide moving jams are consequences of the phase
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| definitions [S] and [J].
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| === General congested traffic pattern (GP) ===
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| An often occurring congestion pattern is one that contains both congested phases, [S] and [J]. Such a pattern with [S] and [J] is called General Pattern (GP).
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| [[File:3ptt en traffic pattern.png|thumb|Figure 9: Measured EGP at three bottlenecks <math>B_{1}</math>, <math>B_{2}</math> and <math>B_{3}</math>]]
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| In many freeway infrastructures bottlenecks are very close one to another. A congestion pattern whose synchronized flow covers two or more bottlenecks is called an Expanded Pattern (EP). An EP could contain synchronized flow only (called ESP: Expanded Synchronized Flow Pattern)), but normally wide moving jams form in the synchronized flow. In those cases the EP is called EGP (Expanded General Pattern) (see Figure 9).
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| == Applications of three-phase traffic theory in transportation engineering ==
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| [[File:3ptt en asda foto pattern.png|thumb|Figure 10: Traffic patterns in the ASDA/FOTO application in three countries]]
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| One of the applications of Kerner’s three-phase traffic theory is the methods called [[Traffic congestion: Reconstruction with Kerner’s three-phase theory|ASDA/FOTO]] ('''A'''utomatische '''S'''tau'''D'''ynamik'''A'''nalyse (Automatic tracking of wide moving jams) and '''F'''orecasting '''O'''f '''T'''raffic '''O'''bjects). ASDA/FOTO is a software tool able to process large traffic data volumes quickly and efficiently on freeway networks (see examples from three countries, Figure 10). ASDA/FOTO works in an online traffic management system based on measured traffic data. Recognition, tracking and prediction of [S] and [J] are performed using the features of Kerner’s three-phase traffic theory.
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| Further applications of the theory are seen in the development of traffic simulation models, a ramp metering system (ANCONA), collective traffic control, traffic assistance and traffic state detection, as described in the books by Kerner,.<ref name=KernerBook2004/><ref name=KernerBook2009/>
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| == Criticism of the theory ==
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| The theory has been criticized for two primary reasons. First, the theory is almost completely based on measurements on the [[Bundesautobahn 5]] in Germany. It may be that this road has this pattern, but other roads in other countries have other characteristics. Future research must show the validity of the theory on other roads in other countries around the world. Second, it is not clear how the data was [[interpolated]]. Kerner uses fixed point measurements ([[loop detectors]]), but draws his conclusions on vehicle [[trajectories]], which span the whole length of the road under investigation. These trajectories can only be measured directly if [[floating car data]] is used, but as said, only loop detector measurements are used. How the data in between was gathered or interpolated, is not clear. However, a recent study of measured data measured in the USA and the United Kingdom confirm conclusions made based on measurements on the Bundesautobahn 5 in Germany.<ref name= Rehborn /> Moreover, there is a recent validation of the theory based on floating car data.<ref name=KSchaefer>[http://www.sciencedirect.com/science/article/pii/S0378437112007613 Boris S. Kerner, Hubert Rehborn, Ralf-Peter Schäfer, Sergey L. Klenov, Jochen Palmer, Stefan Lorkowski, Nikolaus Witte.“ Traffic dynamics in empirical probe vehicle data studied with three-phase theory: Spatiotemporal reconstruction of traffic phases and generation of jam warning messages“]. Physica A: Statistical Mechanics and its Applications392, 221–251 (2013).</ref> In this article one can also find methods for spatial-temporal interpolations of data measured at road detectors (see article’s appendixes).
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| Other criticisms have been made, such as that the notion of phases has not been well defined and that so-called two-phase models also succeed in simulating the essential features described by Kerner.<ref name=Treiber>[http://dx.doi.org/10.1016/j.trb.2010.03.004 M. Treiber, A. Kesting, D. Helbing, "Three-phase traffic theory and two-phase models with a fundamental diagram in the light of empirical stylized facts". Transportation Research Part B: Methodological 44, 983-1000 (2010). ] {{doi|10.1016/j.trb.2010.03.004}}.</ref> However, the most important feature of Kerner’s theory is the explanation of the set of the fundamental empirical features of traffic breakdown by the F → S transition. The set of fundamental empirical features of traffic breakdown cannot be explained with earlier traffic flow theories including two-phase traffic flow models studied in.<ref name=Treiber />
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| == Notes ==
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| <references />
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| == References ==
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| * [http://link.aip.org/getabs/servlet/GetabsServlet?prog=normal&id=PHTOAD000058000011000054000001&idtype=cvips&gifs=yes Physics Today - November 2005 by Henry Lieu (Federal Highway Administration, McLean, Virginia), Reviewer of the book "The Physics of Traffic: Empirical Freeway Pattern Features, Engineering Applications, and Theory" by Boris S. Kerner.]
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| * [http://scitation.aip.org/getabs/servlet/GetabsServlet?prog=normal&id=PLEEE8000076000002026105000001&idtype=cvips&gifs=yes Gao, K., Jiang, R., Hu, S-X., Wang, B-H. & Wu, Q. S. "Cellular-automaton model with velocity adaptation in the framework of Kerner's three-phase traffic theory" Phys. Rev. E 76,026105 (2007).]
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| * [http://www.sciencedirect.com/science/article/B6V99-4VVGGRM-1/2/c6415790dd67f459779a4d2baf22a229 M. Schönhof, D. Helbing, "Criticism of three-phase traffic theory". Transportation Research Part B: Methodological 43 (7): 784-797 (2009). ] {{doi|10.1016/j.trb.2009.02.004}}.
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| * [http://www.springer.com/physics/complexity/book/978-0-387-30440-3 H. Rehborn, S. Klenov, "Traffic Prediction of Congested Patterns", In: R. Meyers (Ed.): Encyclopedia of Complexity and Systems Science, Springer New York, 2009.]
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| * [http://www.tecmagazine.com/index.cfm?fuseaction=magazine.Article&ArticleID=3860 H. Rehborn, J. Palmer, "Using ASDA and FOTO to generate RDS/TMC traffic messages", Traffic Engineering and Control, July 2008, pp.261-266.]
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| * [http://ptonline.aip.org/dbt/dbt.jsp?KEY=PHTOAD&Volume=63&Issue=3&usertype=indiv#MAJOR5 L. C. Davis, A review on the book by B.S. Kerner "Introduction to Modern Traffic Flow Theory and Control" in Physics Today , Vol. 63, Issue 3 (2010), p. 53]
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| * [http://dx.doi.org/10.1016/j.trb.2010.03.004 M. Treiber, A. Kesting, D. Helbing, "Three-phase traffic theory and two-phase models with a fundamental diagram in the light of empirical stylized facts". Transportation Research Part B: Methodological 44, 983-1000 (2010). ] {{doi|10.1016/j.trb.2010.03.004}}.
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| * [http://ieeexplore.ieee.org/Xplore/login.jsp?url=http%3A%2F%2Fieeexplore.ieee.org%2Fiel5%2F10209%2F5621595%2F05621612.pdf%3Farnumber%3D5621612&authDecision=-203 H. Hartenstein, A review on the book by B.S. Kerner "Introduction to Modern Traffic Flow Theory and Control" in IEEE Vehicular Technology Magazine, Vol. 5, Issue 3 (2010), p. 91.]
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| == See also ==
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| * [[Active traffic management]]
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| * [[Fundamental diagram]]
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| * [[Intelligent transportation system]]
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| * [[Microscopic traffic flow model]]
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| * [[Traffic bottleneck]]
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| * [[Traffic flow]]
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| * [[Traffic wave]]
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| * [[Traffic congestion]]
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| * [[Traffic congestion: Reconstruction with Kerner’s three-phase theory]]
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| * [[Transportation forecasting]]
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| [[Category:Road transport]]
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| [[Category:Transport engineering]]
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| [[Category:Mathematical physics]]
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| [[Category:Road traffic management]]
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